United States Court of Appeals,
Ninth Circuit.
EDITED OPINION
PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE, INC.
v.
AMERICAN COALITION OF LIFE ACTIVISTS
290 F.3d 1058
Argued and Submitted En Banc Dec. 11, 2001.
Filed May 16, 2002.
Rehearing En Banc Denied July 10, 2002. [FN*]
Before: SCHROEDER, Chief Judge, and REINHARDT, KOZINSKI, O'SCANNLAIN, RYMER, KLEINFELD, HAWKINS, SILVERMAN, WARDLAW, BERZON, and RAWLINSON, Circuit Judges.
Opinion by Judge RYMER;
Dissent by Judge REINHARDT; Dissent by Judge KOZINSKI; Dissent by
Judge BERZON.
RYMER, Circuit Judge.
For
the first time we construe what the Freedom of Access to Clinics Entrances Act
(FACE), 18 U.S.C. § 248, means by "threat of force." FACE gives aggrieved persons a right of
action against whoever by "threat of force ... intentionally ...
intimidates ... any person because that person is or has been ... providing
reproductive health services." 18
U.S.C. § 248(a)(1) and (c)(1)(A). This
requires that we define "threat of force" in a way that comports with
the First Amendment, and it raises the question whether the conduct that
occurred here falls within the category of unprotected speech.
Four
physicians, Dr. Robert Crist, Dr. Warren M. Hern, Dr. Elizabeth Newhall, and
Dr. James Newhall, and two health clinics that provide medical services to
women including abortions, Planned Parenthood of the Columbia/Willamette, Inc.
(PPCW) and the Portland Feminist Women's Health Center (PFWHC), brought suit
under FACE [FN1] claiming that they
were targeted with threats by the American Coalition of Life Activists (ACLA),
Advocates for Life Ministries (ALM), and numerous individuals. [FN2] Three threats remain at issue: the Deadly Dozen "GUILTY" poster
which identifies Hern and the Newhalls among ten others; the Crist "GUILTY" poster with
Crist's name, addresses and photograph;
and the "Nuremberg Files," which is a compilation about those
whom the ACLA anticipated one day might be put on trial for crimes against
humanity. The "GUILTY"
posters identifying specific physicians were circulated in the wake of a series
of "WANTED" and "unWANTED" posters that had identified
other doctors who performed abortions before they were murdered.
Although the posters
do not contain a threat on their face, the district court held that context
could be considered. It defined a
threat under FACE in accordance with our "true threat" jurisprudence,
as a statement made when "a reasonable person would foresee that the
statement would be interpreted by those to whom the maker communicates the
statement as a serious expression of intent to harm." Applying this definition, the court denied
ACLA's motion for summary judgment in a published opinion. Planned Parenthood *1063 of
the Columbia/Willamette, Inc. v. ACLA (PPCW
II ), 23 F.Supp.2d 1182 (D.Or.1998).
[FN3] The jury returned a
verdict in physicians' favor, and the court enjoined ACLA from publishing the
posters or providing other materials with the specific intent to threaten
Crist, Hern, Elizabeth Newhall, James Newhall, PPCW, or the Health Center.
Planned Parenthood of the Columbia/Willamette, Inc. v. ACLA (PPCW III ), 41 F.Supp.2d 1130
(D.Or.1999). ACLA timely appealed.
A panel of this
court reversed. In its view, the
standard adopted by the district court allowed the jury to find ACLA liable for
putting the doctors in harm's way by singling them out for the attention of
unrelated but violent third parties, conduct which is protected by the First
Amendment, rather than for authorizing or directly threatening harm itself,
which is not. Planned Parenthood of the Columbia/Willamette, Inc. v. ACLA (PPCW IV ), 244 F.3d 1007 (9th Cir.), reh'g en banc granted, 268 F.3d 908
(9th Cir.2001). The panel decided that
it should evaluate the record independently to determine whether ACLA's statements
could reasonably be construed as saying that ACLA, or its agents, would
physically harm doctors who did not stop performing abortions. Having done so,
the panel found that the jury's verdict could not stand.
We reheard the case
en banc because these issues are obviously important. We now conclude that it was proper for the district court to
adopt our long‑standing law on "true threats" to define a
"threat" for purposes of FACE. FACE itself requires that the threat
of force be made with the intent to intimidate. Thus, the jury must have found that ACLA made statements to
intimidate the physicians, reasonably foreseeing that physicians would
interpret the statements as a serious expression of ACLA's intent to harm them
because they provided reproductive health services. Construing the facts in the light most favorable to physicians,
the verdict is supported by substantial evidence. ACLA was aware that a "wanted"‑type poster would
likely be interpreted as a serious threat of death or bodily harm by a doctor
in the reproductive health services community who was identified on one, given
the previous pattern of "WANTED" posters identifying a specific
physician followed by that physician's murder.
The same is true of the posting about these physicians on that part of
the "Nuremberg Files" where lines were drawn through the names of
doctors who provided abortion services and who had been killed or wounded. We are independently satisfied that to this
limited extent, ACLA's conduct amounted to a true threat and is not protected
speech.
As we see no
reversible error on liability or in the equitable relief that was granted, we
affirm. However, we remand for
consideration of whether the punitive damages award comports with due process.
I
The facts are fully
set out in the district court's order granting injunctive relief, PPWC III, 41 F.Supp.2d at 1131‑1155,
and we shall not belabor them. In sum:
On March 10, 1993,
Michael Griffin shot and killed Dr. David Gunn as he entered an abortion clinic
in Pensacola, Florida. Before this, a
"WANTED" and an "unWANTED" poster with Gunn's name,
photograph, address and other personal information were published. The "WANTED" poster describes Gunn
as an abortionist and invites participation by prayer and *1064 fasting, by
writing and calling him and sharing a willingness to help him leave his
profession, and by asking him to stop doing abortions; the "unWANTED" poster states that
he kills children at designated locations and "[t]o defenseless unborn
babies Gunn in [sic] heavily armed and very dangerous." After Gunn's murder, Bray and Paul Hill (a
non‑party who was later convicted of murdering a different doctor)
prepared a statement supporting Griffin's acquittal on a justifiable homicide
theory, which ALM, Burnett, Crane, Dodds, Foreman, McMillan, Ramey and Stover
joined.
On August 21, 1993,
Dr. George Patterson, who operated the clinic where Gunn worked, was shot to
death. A "WANTED" poster had
been circulated prior to his murder, indicating where he performed abortions
and that he had Gunn perform abortions for his Pensacola clinic.
In July 1994, Dr.
John Bayard Britton was murdered by Paul Hill after being named on an
"unWANTED" poster that Hill helped to prepare. One gives Britton's physical description
together with his home and office addresses and phone numbers, and charges
"crimes against humanity";
another also displays his picture and states that "he is considered
armed and extremely dangerous to women and children. Pray that he is soon apprehended by the love of Jesus!!!" In
addition to these items, a third version of the Britton "unWANTED"
poster lists personal achievements and Britton's "crimes against
humanity," also warning that "John Bayard Britton is considered armed
and extremely dangerous, especialy [sic] to women and children." ALM, Bray, Burnett, Crane, McMillan, Ramey
and Stover signed a petition supporting Hill.
Many pro‑life
activists in Operation Rescue condemned these acts of violence. As a result, ALM, Bray, Burnett, Crane,
Foreman, McMillan, Ramey and Stover, who espoused a "pro‑force"
point of view, split off to form ACLA. Burnett observed, "if someone was
to condemn any violence against abortion, they probably wouldn't have felt
comfortable working with us."
Organizational meetings were held in the spring of 1994, and ACLA's
first event was held in August 1994.
ACLA is based in Portland, Oregon, as is ALM. ALM publishes Life
Advocate, a magazine that is distributed nationally and advocates the use
of force to oppose the delivery of abortion services. Except for Bray, who authored
A Time to Kill and served time in federal prison for conspiring to bomb ten
clinics, the individual defendants were directors of ACLA and actively involved
in its affairs. ALM commissioned and
published Bray's book, noting that it "shows the connection between the
[justifiable homicide] position and clinic destruction and the shootings of
abortionists." Wysong and ACLA
also drafted and circulated a "Contract on the Abortion Industry,"
having deliberately chosen that language to allude to mafia hit contracts.
ACLA presented the
Deadly Dozen poster during a January 25, 1995 press conference at the March for
Life event in Washington, D.C. Bray, Burnett, Crane, Dodds, Foreman, McMillan,
Murch, Ramey, Stover, Treshman and Wysong were there; Dreste later ratified the poster's release. This poster is captioned "GUILTY"
at the top (which meant the same thing to Crane, who drafted it, as
"wanted"), beneath which in slightly smaller print the poster
indicates "OF CRIMES AGAINST HUMANITY." The poster continues:
"Abortion was provided as a choice for East European and Jewish
women by the (Nazi) National Socialist Regime, and was prosecuted during the
Nuremberg Trials (1945‑46) under Allied Control Order No. 10 as a 'war
crime.' " Under the heading
"THE DEADLY DOZEN," the poster identifies thirteen doctors of whom
James Newhall, Elizabeth Newhall, *1065 and Warren Hern are three. The poster provides Hern's residence and the
home address of James Newhall and Elizabeth Newhall; it also lists the name and home address of Dr. George Kabacy, a
doctor who provided abortions at PPCW. It offers a "$5,000 REWARD"
"for information leading to arrest, conviction and revocation of license
to practice medicine." At the
bottom the poster bears the legend "ABORTIONIST" in large, bold
typeface. The day after the Deadly
Dozen poster was released, the FBI offered protection to doctors identified on
it and advised them to wear bulletproof vests and take other security
precautions, which they did. Knowing
this, ALM reprinted the poster in the March 1995 edition of its magazine Life Advocate under a cover with the
"grim reaper" holding a scythe;
Murch printed it in his newsletter
Salt & Light; and ACLA
republished the Deadly Dozen poster at events in August 1995 and January 1996.
ACLA released the
Crist poster along with five others in August 1995 at the old federal
courthouse in St. Louis where the Dred
Scott decision had been handed down.
Burnett, Crane, Dreste, McMillan, Ramey, Stover and Wysong attended the
event. Three of the posters identify
doctors; the others identify
reproductive health care clinics, one of which was a Planned Parenthood affiliate
where Crist worked. The Crist poster
has "GUILTY" in large bold letters at the top followed by "OF
CRIMES AGAINST HUMANITY" in smaller font.
It also gives his home and work addresses; states "Please write, leaflet or picket his neighborhood to
expose his blood guilt"; offers a
"$500 REWARD" "to any ACLA organization that successfully
persuades Crist to turn from his child killing through activities within ACLA
guidelines"; and has
"ABORTIONIST" in large bold type at the bottom.
At its January 1996
conference, ACLA displayed the Deadly Dozen poster, held a "White Rose
Banquet" to honor prisoners convicted of anti‑abortion violence, and
introduced ALM's Paul deParrie to unveil the "Nuremberg Files." ACLA sent a hard copy of some of the Files
to Neal Horsley (a non‑party) to post on the internet, and ACLA's name
appeared on the Nuremberg Files website opened in January 1997. Approximately 200 people are listed under
the label "ABORTIONISTS: the
shooters," and 200 more are listed under Files for judges, politicians,
law enforcement, spouses, and abortion rights supporters. Crist, Hern and the Newhalls are listed in
the "abortionists" section, which bears the legend: "Black font (working); Greyed‑out Name (wounded); Strikethrough (fatality)." The names of Gunn, Patterson and Britton are
struck through.
By January 1995 ACLA
knew the effect that "WANTED," "unWANTED," or
"GUILTY" posters had on doctors named in them. For example, in a September 1993 issue of Life Advocate which reported that an
"unwanted" poster was being prepared for Britton, ALM remarked of the
Gunn murder that it "sent shock waves of fear through the ranks of
abortion providers across the country.
As a result, many more doctors quit out of fear for their lives, and the
ones who are left are scared stiff."
Of another doctor who decided to quit performing abortions after
circulation of a "Not Wanted" poster, Bray wrote that "it is
clear to all who possess faculties capable of inductive analysis: he was bothered and afraid." Wysong also stated: "Listening to what abortionists said,
abortionists who have quit the practice who are no longer killing babies but
are now pro‑life. They said the
two things they feared the most were being sued for malpractice and having
their picture put on a poster."
And Burnett testified with respect to the *1066 danger that
"wanted" or "guilty" posters pose to the lives of those who
provide abortions: "I mean, if I
was an abortionist, I would be afraid."
By January 1995 the
physicians knew about the Gunn, Patterson and Britton murders and the posters
that preceded each. Hern was terrified
when his name appeared on the Deadly Dozen poster; as he put it: "The
fact that wanted posters about these doctors had been circulated, prior to
their assassination, and that the‑‑that the posters, then, were
followed by the doctor's assassination, emphasized for me the danger posed by
this document, the Deadly Dozen List, which meant to me that‑‑that,
as night follows day, that my name was on this wanted poster ... and that I
would be assassinated, as had the other doctors been assassinated." Hern interpreted the poster as meaning
"Do what we tell you to do, or we will kill you. And they do." Crist
was "truly frightened," and stopped practicing medicine for a while
out of fear for his life. Dr. Elizabeth
Newhall interpreted the Deadly Dozen poster as saying that if she didn't stop
doing abortions, her life was at risk.
Dr. James Newhall was "severely frightened" in light of the
"clear pattern" of a wanted poster and a murder when there was
"another wanted poster with my name on it."
The jury found for
plaintiffs on all claims except for Bray and Treshman on the RICO claims.
[FN4] The district court then
considered equitable relief. It found
that each defendant used intimidation as a means of interfering with the
provision of reproductive health services;
that each independently and as a co‑conspirator published and
distributed the Deadly Dozen poster, the Crist poster, and the Nuremberg
Files; and that each acted with malice
and specific intent in communicating true threats to kill, assault or do bodily
harm to each of the plaintiffs to intimidate them from engaging in legal
medical practices and procedures. The
court found that the balance of hardships weighed "overwhelmingly" in
plaintiffs' favor. It also found that
the defendants' actions were not protected speech under the First Amendment.
Accordingly, it issued a permanent injunction restraining defendants from
threatening, with the specific intent to do so, any of the plaintiffs in
violation of FACE; from publishing or
distributing the Deadly Dozen poster and the Crist poster with specific intent
to threaten the plaintiffs; from
providing additional material concerning plaintiffs, with a specific intent to
threaten, to the Nuremberg Files or similar web site; and from publishing or distributing the personally identifying
information about the plaintiffs in the Files with a specific intent to
threaten. The court also required
defendants to turn over materials that are not in compliance with the
injunction except for one copy of anything included in the record, which
counsel was permitted to retain.
….
III
ACLA [FN5] argues that the
First Amendment requires reversal because liability was based on political
speech that constituted neither an incitement to imminent lawless action nor a
true threat. It suggests that the key
question for us to consider is whether these posters can be considered
"*1071 true threats" when, in fact, the posters on their face contain
no explicitly threatening language.
Further, ACLA submits that classic political speech cannot be converted
into non‑protected speech by a context of violence that includes the
independent action of others.
Physicians
[FN6] counter that this threats case must be analyzed under the settled
threats law of this circuit. Following
precedent, it was proper for the jury to take context into account. They point out that the district court
limited evidence of anti‑abortion violence to evidence tending to show
knowledge of a particular defendant, and maintain that the objective standard
on which the jury was instructed comports both with Ninth Circuit law and
congressional intent. As the First
Amendment does not protect true threats of force, physicians conclude, ACLA's
speech was not protected.
A
We start with the statute under which this action arises. Section 248(c)(1)(A) gives a private right
of action to any person aggrieved by reason of the conduct prohibited by
subsection (a). Subsection (a)(1)
provides:
(a) ... Whoever‑‑
(1) by force or threat of force or by physical obstruction,
intentionally injures, intimidates or interferes with or attempts to injure,
intimidate or interfere with any person because that person is or has been, or
in order to intimidate such person or any other person or any class of persons
from, obtaining or providing reproductive health services ...
shall be subject to the ... civil remedies provided in
subsection (c)....
18 U.S.C. §
248(a)(1). The statute also provides
that "[n]othing in this section shall be construed ... to prohibit any
expressive conduct (including peaceful picketing or other peaceful
demonstration) protected from legal prohibition by the First Amendment to the
Constitution." 18 U.S.C. §
248(d)(1).
FACE does not
define "threat," although it does provide that "[t]he term 'intimidate' means to place a person in
reasonable apprehension of bodily harm to him‑‑or herself or to
another." 18 U.S.C. §
248(e)(3). Thus, the first task is to
define "threat" for purposes of the Act. This requires a definition
that comports with the First Amendment, that is, a "true threat."
The Supreme Court
has provided benchmarks, but no definition.
[2] Brandenburg v. Ohio, 395 U.S. 444, 447,
89 S.Ct. 1827, 23 L.Ed.2d 430 (1969), makes it clear that the First Amendment
protects speech that advocates violence, so long as the speech is not directed
to inciting or producing imminent lawless action and is not likely to incite or
produce such action. So do Hess v. Indiana, 414 U.S. 105, 94 S.Ct.
326, 38 L.Ed.2d 303 (1973) (overturning disorderly conduct conviction of
antiwar protestor who yelled "We'll take *1072 the fucking street later
(or again)"), and NAACP v. Claiborne
Hardware Co., 458 U.S. 886, 102 S.Ct. 3409, 73 L.Ed.2d 1215 (1982). If ACLA had merely endorsed or encouraged the
violent actions of others, its speech would be protected.
However, while
advocating violence is protected, threatening a person with violence is
not. In Watts v. United States, 394 U.S. 705, 89 S.Ct. 1399, 22 L.Ed.2d
664 (1969), the Court explicitly distinguished between political hyperbole,
which is protected, and true threats, which are not. Considering how to construe a statute which prohibited
"knowingly and willfully ... (making) any threat to take the life of or to
inflict bodily harm upon the President," the Court admonished that any
statute which criminalizes a form of pure speech "must be interpreted with
the commands of the First Amendment clearly in mind. What is a threat must be
distinguished from what is constitutionally protected speech." Id.
at 705, 707, 89 S.Ct. 1399. In that
case, an 18‑year old war protester told a discussion group of other young
people at a public rally on the Washington Monument grounds: "They always holler at us to get an
education. And now I have already
received my draft classification as 1‑A and I have got to report for my
physical this Monday coming. I am not
going. If they ever make me carry a
rifle the first man I want to get in my sights is L.B.J." Id. at 706, 89 S.Ct. 1399. His audience laughed. Taken in context, and given the conditional
nature of the statement and the reaction of the listeners, the Court concluded
that the speech could not be interpreted other than as "a kind of very
crude offensive method of stating a political opposition to the President." Id.
at 708, 89 S.Ct. 1399. Accordingly, it
ordered judgment entered for Watts.
ACLA's position is
that the posters, including the Nuremberg Files, are protected political speech
under Watts, and cannot lose this
character by context. But this is not
correct. The Court itself considered
context and determined that Watts's statement was political hyperbole instead
of a true threat because of context. Id. at 708, 89 S.Ct. 1399. Beyond this, ACLA points out that the
posters contain no language that is a threat.
We agree that this is literally true.
Therefore, ACLA submits, this case is really an incitement case in
disguise. So viewed, the posters are
protected speech under Brandenburg
and Claiborne, which ACLA suggests is
the closest analogue. We disagree that Claiborne is closely analogous.
In March 1966 black
citizens in Claiborne County made a list of demands for racial equality and
integration. Unsatisfied by the
response, several hundred black persons at a meeting of the local National
Association for the Advancement of Colored People (NAACP) voted to place a
boycott on white merchants in the area.
The boycott continued until October 1969. During this period, stores were watched and the names of persons
who violated the boycott were read at meetings of the NAACP at the First
Baptist Church, and published in a local paper called "Black
Times." These persons were branded
as traitors to the black cause, were called demeaning names, and were socially
ostracized. A few incidents of violence occurred. Birdshot was fired at the houses of two boycott violators; a brick was thrown through a
windshield; and a flower garden was
damaged. None of the victims ceased
trading with white merchants. Six other incidents of arguably unlawful conduct occurred. White business owners brought suit against
the NAACP and Charles Evers, its field secretary, along with other individuals
who had participated in the boycott, for violating Mississippi state laws on
malicious interference with a business, antitrust, and illegal boycott. Plaintiffs pursued several theories of
liability: participating in management of the *1073 boycott; serving as an "enforcer" or
monitor; committing or threatening acts
of violence, which showed that the perpetrator wanted the boycott to succeed by
coercion when it could not succeed by persuasion; and as to Evers, threatening violence against boycott breakers,
and as to the NAACP because he was its field secretary when he committed tortious
and constitutionally unprotected acts.
Damages for business losses during the boycott and injunctive relief
were awarded.
The Court held that
there could be no recovery based on intimidation by threats of social
ostracism, because offensive and coercive speech is protected by the First Amendment. "The use of speeches, marches, and
threats of social ostracism cannot provide the basis for a damages award. But violent conduct is beyond the pale of
constitutional protection." 458
U.S. at 933, 102 S.Ct. 3409. There was
some evidence of violence, but the violence was not pervasive as it had been in Milk Wagon Drivers Union Local 753 v.
Meadowmoor Dairies, Inc., 312 U.S. 287, 61 S.Ct. 552, 85 L.Ed. 836
(1941). Accordingly, the Court made
clear that only losses proximately caused by unlawful conduct could be
recovered. Further, civil liability
could not be imposed consistent with the First Amendment solely on account of
an individual's association with others who have committed acts of violence; he must have incited or authorized them
himself.
For the same
reasons the Court held that liability could not be imposed on Evers for his
participation in the boycott itself, or for his threats of vilification or
ostracism. However, the merchants also
sought damages from Evers for his speeches.
He gave one in April 1966, and two others in April 1969. In the first, he told his audience that they
would be watched and that blacks who traded with white merchants would be
answerable to him; he also said that
any "uncle toms" who broke the boycott would "have their necks
broken" by their own people. In
his April 19, 1969 speech, Evers stated that boycott violators would be
"disciplined" by their own people and warned that the Sheriff could
not sleep with boycott violators at night.
And on April 21, Evers gave another speech to several hundred people
calling for a total boycott of white‑owned businesses and saying: "If we catch any of you going in any of
them racist stores, we're gonna break your damn neck." The Court concluded that the "emotionally
charged rhetoric" of Evers's speeches was within the bounds of Brandenburg. It was not followed by violence, and there was no evidence‑‑apart
from the speeches themselves‑‑that Evers authorized, ratified, or
directly threatened violence. "If
there were other evidence of his authorization of wrongful conduct, the
references to discipline in the speeches could be used to corroborate that
evidence." Claiborne, 458 U.S. at 929, 102 S.Ct. 3409. As there was not, the findings were
constitutionally inadequate to support the damages judgment against him and, in
turn, the NAACP.
Claiborne,
of course, did not arise under a threats statute. The Court had no need to consider whether Evers's statements were
true threats of force within the meaning of a threats statute; it held only that his speeches did not
incite illegal activity, thus could not have caused business losses and could
not be the basis for liability to white merchants. As the opinion points out, there was no context to give the
speeches (including the expression "break your neck") the implication
of authorizing or directly threatening unlawful conduct. To the extent there was any intimidating
overtone, Evers's rhetoric was extemporaneous, surrounded by statements
supporting non‑violent action, and primarily of the social ostracism
sort. No specific individuals were
targeted. For all that appears,
"the break your neck" comments were hyperbolic *1074 vernacular. Certainly there was no history that Evers or
anyone else associated with the NAACP had broken anyone's neck who did not
participate in, or opposed, this boycott or any others. Nor is there any indication that Evers's
listeners took his statement that boycott breakers' "necks would be
broken" as a serious threat that
their necks would be broken; they kept on shopping at boycotted stores.
Thus, Watts was the only Supreme Court case
that discussed the First Amendment in relation to true threats before we first
confronted the issue. Apart from holding that Watts's crack about L.B.J. was
not a true threat, the Court set out no standard for determining when a
statement is a true threat that is unprotected speech under the First
Amendment. Shortly after Watts was rendered, we had to decide in Roy v. United States, 416 F.2d 874 (9th
Cir.1969), whether a Marine Corps private made a true threat for purposes of 18
U.S.C. § 871 against the President, who was coming to his base the next day, by
saying: "I am going to get
him." We adopted a
"reasonable speaker" test. As
it has come to be articulated, the test is:
Whether a particular statement may properly be considered
to be a threat is governed by an objective standard‑‑whether a
reasonable person would foresee that the statement would be interpreted by
those to whom the maker communicates the statement as a serious expression of
intent to harm or assault.
United States v. Orozco‑Santillan, 903 F.2d 1262, 1265 (9th Cir.1990).
We have applied
this test to threats statutes that are similar to FACE, see, e.g., United States v. Gilbert (Gilbert II ), 884 F.2d 454, 457 (9th Cir.1989) (Fair Housing Act
banning threat of force to intimidate person based on race and housing
practices, 42 U.S.C. § 3631); United States v. Mitchell, 812 F.2d
1250, 1255 (9th Cir.1987) (threats against the President, 18 U.S.C. § 871);
Merrill, 746 F.2d at 462‑63 (same); United States v. Gordon,
974 F.2d 1110, 1117 (9th Cir.1992) (threat to kill a former President, 18
U.S.C. § 879); Orozco‑Santillan, 903 F.2d at 1265 (threats to assault
a law enforcement officer with intent to intimidate, 18 U.S.C. § 115);
Melugin, 38 F.3d at 1483‑84 (threat to influence judicial
proceeding under Alaska state law); McCalden v. California Library Ass'n,
955 F.2d 1214, 1222 (9th Cir.1990) (threat to disrupt conference under
California's Unruh Act); and Lovell, 90 F.3d at 371 (9th Cir.1996)
(§ 1983 action involving threat to shoot teacher). Other circuits have, too. [FN7]
We see no reason not *1075 to apply the same test to FACE. [FN8]
FN7. See, e.g., United States v. Whiffen, 121 F.3d 18, 20‑21 (1st
Cir.1997) (statement is threat under 18 U.S.C. § 875(c) if reasonable person
would foresee that it would be interpreted as expression of intent to harm);
United States v. Sovie, 122 F.3d 122, 125 (2d Cir.1997) (Second
Circuit approach to threats, adopted in
United States v. Kelner, 534 F.2d 1020 (2d Cir.1976), is objective test and
requires assessing whether a reasonable recipient of statement would construe
it as threat in light of context); United States v. Kosma, 951 F.2d 549,
556‑ 57 (3d Cir.1991) (statement is threat under 18 U.S.C. § 871 if
reasonable person would foresee that it would be interpreted as expression of
intent to harm); United States v. Darby, 37 F.3d 1059,
1066 (4th Cir.1994) (statement is threat under 18 U.S.C. § 875(c) if reasonable
person would interpret the statement as threat); United States v. Morales,
272 F.3d 284, 287 (5th Cir.2001) (statement is threat under 18 U.S.C. § 875(c)
if recipient placed in reasonable fear of bodily harm); United States v. Landham, 251 F.3d 1072, 1080 (6th Cir.2001)
(statement is threat under 18 U.S.C. § 875(c) if reasonable recipient of
message would interpret it as expression of intent to harm);
United States v. Hartbarger, 148 F.3d 777, 782‑83 (7th
Cir.1998) (cross burning is threat under 42 U.S.C. § 3631 because the
reasonable person would foresee that it would be interpreted as expression of
intent to harm); United States v. Hart, 212 F.3d 1067,
1072 (8th Cir.2000) (placing Ryder truck in driveway of abortion clinic is
threat under FACE because, in light of entire factual context, person would
reasonably conclude that the act expresses an intent to harm);
United States v. Magleby, 241 F.3d 1306, 1311‑13 (10th
Cir.2001) (cross burning is threat under the Fair Housing Act, 42 U.S.C. §
3631, because reasonable person would foresee that it would be interpreted as
expression of intent to harm); United States v. Callahan, 702 F.2d 964,
965‑66 (11th Cir.1983) (statement is threat under 18 U.S.C. § 871 if
reasonable person would construe statement as expression of intent to harm);
Metz v. Dep't of Treasury, 780 F.2d 1001, 1002 (Fed.Cir.1986)
(threat evaluated by reasonable listener considering numerous factors).
Although all now
apply an objective standard, several circuits have a "reasonable listener"
test while others have a "reasonable speaker" test as we do. The difference does not appear to matter
much because all consider context, including the effect of an allegedly
threatening statement on the listener.
[3][4] Under our cases, a threat is "an
expression of an intention to inflict evil, injury, or damage on another."
Gilbert II, 884 F.2d at 457;
Orozco‑Santillan, 903 F.2d at 1265.
"Alleged threats should be considered in light of their entire
factual context, including the surrounding events and reaction of the
listeners." Orozco‑Santillan, 903 F.2d at
1265;
see also Mitchell, 812 F.2d at 1255 (citing Watts, 394 U.S. at 708, 89 S.Ct. 1399; Merrill, 746 F.2d at 462;
Roy, 416 F.2d at 876).
" 'The fact that a threat is subtle does not make it less of a
threat.' " Orozco‑ Santillan, 903 F.2d at 1265 (quoting Gilbert II, 884 F.2d at 457). A true threat, that is one "where a
reasonable person would foresee that the listener will believe he will be
subjected to physical violence upon his person, is unprotected by the first
amendment." Id. (citing Merrill, 746 F.2d at 462).
It is not necessary that the defendant intend
to, or be able to carry out his threat;
the only intent requirement for a true threat is that the defendant
intentionally or knowingly communicate the threat. Orozco‑Santillan,
903 F.2d at 1265 n. 3; Gilbert II, 884 F.2d at 456‑57;
Mitchell, 812 F.2d at 1256 (upholding § 871 conviction of defendant
with no capacity to carry out threat); Roy, 416 F.2d at 877. [FN9] Other circuits are in accord. [FN10]
Nevertheless, we are urged to adopt a subjective intent requirement for
FACE. In particular, amicus ACLU Foundation of Oregon, Inc., advocates a
subjective intent component to "require evidence, albeit circumstantial or
inferential in many cases, that the speaker actually intended to induce fear, intimidation, or terror; namely, that the speaker intended to
threaten. If a person did not *1076
intend to threaten or intimidate (i.e.,
did not intend that his or her statement be understood as a threat), then the
speech should not be considered to be a 'true threat,' unprotected by the First
Amendment." However, this much is subsumed within the statutory standard
of FACE itself, which requires that the threat of force be made with the intent
to intimidate. The "requirement of intent to intimidate serves to insulate
the statute from unconstitutional application to protected speech."
Gilbert I, 813 F.2d at 1529 (construing the Fair Housing Act's
threat provision, 42 U.S.C. § 3631, which is essentially the same as
FACE's). No reason appears to engraft
another intent requirement onto the statute, because whether or not the maker
of the threat has an actual intention to carry it out, "an apparently
serious threat may cause the mischief or evil toward which the statute was in
part directed." Gilbert II, 884 F.2d at 458 (quoting Roy, 416 F.2d at 877).
FN9. We have held that 28 U.S.C. § 876, which criminalizes
knowingly mailing any communication containing a threat to injure, is a specific
intent crime. United States v. Twine, 853 F.2d 676 (9th Cir.1988);
United States v. King, 122 F.3d 808 (9th Cir.1997). However, we were
not defining "threat" or considering what a true threat is, and we
made it clear that specific intent or ability to carry out the threat is not an
essential element. King, 122 F.3d at 810 (quoting Twine, 853 F.2d at 681 n. 4).
FN10. See, e.g.,
United States v. Francis, 164 F.3d 120, 123 (2d Cir.1999) (rejecting
addition of substantive intent requirement to objective test);
United States v. Miller, 115 F.3d 361, 363‑64 (6th Cir.1997)
(same);
United States v. Aman, 31 F.3d 550, 553‑56 (7th Cir.1994)
(same);
United States v. Patrick, 117 F.3d 375, 377 (8th Cir.1997) (same);
United States v. Martin, 163 F.3d 1212, 1215‑16 (10th
Cir.1998) (same). But see United States v. Patillo, 438
F.2d 13, 15 (4th Cir.1971) (including subjective intent element in § 871). The Fourth Circuit has abandoned this
approach in its other true threat cases.
The dissents would
change the test, either to require that the speaker actually intend to carry
out the threat or be in control of those who will, or to make it inapplicable
when the speech is public rather than private. However, for years our test has
focused on what a reasonable speaker
would foresee the listener's reaction
to be under the circumstances, and that is where we believe it should remain. See
Madsen, 512 U.S. at 773, 114 S.Ct. 2516 (noting that "threats ...
however communicated, are proscribable under the First Amendment, and
indicating that display of signs "that could be interpreted as threats or
veiled threats" could be prohibited"). Threats are outside the First Amendment to "protect[ ]
individuals from the fear of violence, from the disruption that fear engenders,
and from the possibility that the threatened violence will occur."
R.A.V. v. City of St. Paul, Minn., 505 U.S. 377, 388, 112 S.Ct.
2538, 120 L.Ed.2d 305 (1992). This
purpose is not served by hinging constitutionality on the speaker's subjective
intent or capacity to do (or not to do) harm.
Rather, these factors go to how reasonably foreseeable it is to a
speaker that the listener will seriously take his communication as an intent to
inflict bodily harm. This suffices to
distinguish a "true threat" from speech that is merely
frightening. Thus, no reasonable
speaker would foresee that a patient would take the statement "You have
cancer and will die within six months," or that a pedestrian would take a
warning "Get out of the way of that bus," as a serious expression of
intent to inflict bodily harm; the harm is going to happen anyway.
Neither do we agree
that threatening speech made in public is entitled to heightened constitutional
protection just because it is communicated publicly rather than privately. As
Madsen indicates, threats are unprotected by the First Amendment
"however communicated." Madsen, 512 U.S. at 753, 114 S.Ct. 2516.
[FN11]
FN11. Judge Reinhardt chides us for failing to accord
public speech more protection than private speech. He misses the point. Threats, in whatever forum, may be
independently proscribed without implicating the First Amendment. See
e.g., Schenck v. Pro‑Choice Network of Western New York, 519 U.S.
357, 373, 117 S.Ct. 855, 137 L.Ed.2d 1 (1997) (so indicating in case involving
public protest against abortion providers); Madsen, 512 U.S. at 774, 114 S.Ct. 2516
(same);
Kelner, 534 F.2d 1020 (JDL press conference in connection with
public demonstration about the Palestine Liberation Organization and its
leader);
Hart, 212 F.3d 1067 (public protest against abortion providers).
Nor does Bauer v.
Sampson, 261 F.3d 775 (9th Cir.2001), turn on a public/private distinction,
as Judge Kozinski's dissent suggests.
No heightened scrutiny was given to the professor's speech on account of
the fact that it had to do with a campus debate. Rather, the Orozco‑ Santillan test was
applied, and we concluded that even though there was some violent content to
his writings and cartoons, in the context of the underground campus newspaper
in which they appeared, they would be perceived as hyperbole instead of as a
serious expression of intent to inflict bodily harm.
*1077 [5][6]
Therefore, we hold that "threat of force" in FACE means what our
settled threats law says a true threat is:
a statement which, in the entire context and under all the
circumstances, a reasonable person would foresee would be interpreted by those
to whom the statement is communicated as a serious expression of intent to
inflict bodily harm upon that person.
So defined, a threatening statement that violates FACE is unprotected
under the First Amendment.
…..
F
[8] Having
concluded that "threat of force" was properly defined and that no
trial error requires reversal, we consider whether the core constitutional fact‑‑a
true threat‑‑exists such that the Crist and Deadly Dozen Posters,
and the Nuremberg Files as to Crist, Hern, and the Newhalls, are without First
Amendment protection. The task in this
case does not seem dramatically different from determining that the issue
should have gone to the jury and that the jury was properly instructed under
FACE. Nevertheless, we review the evidence on true threats independently.
The true threats
analysis turns on the poster pattern.
Neither the Crist poster nor the Deadly Dozen poster contains any
language that is overtly threatening.
Both differ from prior posters in that the prior posters were captioned
"WANTED" while these are captioned "GUILTY." The text also differs somewhat, but
differences in caption or words are immaterial because the language itself is
not what is threatening. Rather, it is
use of the "wanted"‑ type format in the context of the poster
pattern‑‑poster followed by murder‑‑ that constitutes
the threat. Because of the pattern, a
"wanted"‑type poster naming a specific doctor who provides
abortions was perceived by physicians, who are providers of reproductive health
services, as a serious threat of death or bodily harm. After a "WANTED" poster on Dr.
David Gunn appeared, he was shot and killed.
After a "WANTED" poster on Dr. George Patterson appeared, he
was shot and killed. After a
"WANTED" poster on Dr. John Britton appeared, he was shot and
killed. None of these
"WANTED" posters contained threatening language, either. Neither did they identify who would pull the
trigger. But knowing this pattern,
knowing that unlawful action had followed "WANTED" posters on Gunn,
Patterson and Britton, and knowing that "wanted"‑type posters
were intimidating and caused fear of serious harm to those named on them, ACLA
published a "GUILTY" poster in essentially the same format on Dr.
Crist and a Deadly Dozen "GUILTY" poster in similar format naming Dr.
Hern, Dr. Elizabeth Newhall and Dr. James Newhall because they perform
abortions. Physicians could well believe
that ACLA would make good on the threat.
One of the other doctors on the Deadly Dozen poster had in fact been
shot before the poster was published.
This is not political hyperbole.
Nor is it merely "vituperative, abusive, and inexact."
Watts, 394 U.S. at 708, 89 S.Ct. 1399 (comparing language used in
political arena to language used in labor disputes). In the context of the poster pattern, the posters were precise in
their meaning to those in the relevant community of reproductive health service
providers. They were a true threat.
The posters are a
true threat because, like Ryder trucks or burning crosses, they connote
something they do not literally say, yet both the actor and the recipient get
the message. To the doctor who performs
abortions, these posters meant "You're Wanted or You're Guilty; You'll be shot or killed." This was
reinforced by the scorecard in the Nuremberg Files. The communication was not conditional or casual. It was specifically targeted. Crist, Hern, and the Newhalls, who performed
abortions, were not amused. Cf. Watts, 394 U.S. at 708, 89 S.Ct.
1399 (no true threat in political speech that was conditional, extemporaneous,
and met with laughter); Claiborne, 458 U.S. at 928, 102 S.Ct.
3409 (spontaneous and emotional appeal *1086 in extemporaneous speech protected
when lawless action not incited).
The
"GUILTY" posters were publicly distributed, but personally
targeted. While a privately
communicated threat is generally more likely to be taken seriously than a
diffuse public one, this cannot be said of a threat that is made publicly but
is about a specifically identified doctor and is in the same format that had
previously resulted in the death of three doctors who had also been publicly,
yet specifically, targeted. There were
no individualized threats in Brandenburg,
Watts or Claiborne. However, no one putting Crist, Hern, and the
Newhalls on a "wanted"‑type poster, or participating in
selecting these particular abortion providers for such a poster or publishing
it, could possibly believe anything other than that each would be seriously
worried about being next in line to be shot and killed. And they were seriously worried.
As a direct result
of having a "GUILTY" poster out on them, physicians wore bullet‑proof
vests and took other extraordinary security measures to protect themselves and
their families. ACLA had every reason
to foresee that its expression of intent to harm (the "GUILTY" poster
identifying Crist, Hern, Elizabeth Newhall and James Newhall by name and putting
them in the File that tracks hits and misses) would elicit this reaction. Physicians' fear did not simply happen; ACLA intended to intimidate them from doing
what they do.
This is the point
of the statute and is conduct that we are satisfied lacks any protection under
the First Amendment.
Violence is not a
protected value. Nor is a true threat of violence with intent to intimidate. ACLA may have been staking out a position
for debate when it merely advocated violence as in Bray's A Time to Kill, or applauded it, as in the Defense Action
petitions. Likewise, when it created
the Nuremberg Files in the abstract, because the First Amendment does not
preclude calling people demeaning or inflammatory names, or threatening social
ostracism or vilification to advocate a political position. Claiborne, 458 U.S. at
903, 909‑12, 102 S.Ct. 3409. But,
after being on "wanted"‑type posters, Dr. Gunn, Dr. Patterson,
and Dr. Britton can no longer participate in the debate. By replicating the poster pattern that
preceded the elimination of Gunn, Patterson and Britton, and by putting Crist,
Hern, and the Newhalls in an abortionists' File that scores fatalities, ACLA
was not staking out a position of debate but of threatened demise. This turns the First Amendment on its head.
Like "fighting
words," true threats are proscribable.
We therefore conclude that the judgment of liability in physicians'
favor is constitutionally permissible.
…
CONCLUSION
A "threat of
force" for purposes of FACE is properly defined in accordance with our
long‑standing test on "true threats," as "whether a
reasonable person would foresee that the statement would be interpreted by
those to whom the maker communicates the statement as a serious expression of
intent to harm or assault." This,
coupled with the statute's requirement of intent to intimidate, comports with
the First Amendment.
We have reviewed
the record and are satisfied that use of the Crist Poster, the Deadly Dozen
Poster, and the individual plaintiffs' listing in the Nuremberg Files
constitute a true threat. In three
prior incidents, a "wanted"‑type poster identifying a specific
doctor who provided abortion services was circulated, and the doctor named on
the poster was killed. ACLA and
physicians knew of this, and both understood the significance of the particular
posters specifically identifying each of them.
ACLA realized that "wanted" or "guilty" posters had
a threatening meaning that physicians would take seriously. In conjunction with the "guilty"
posters, being listed on a Nuremberg Files scorecard for abortion providers
impliedly threatened physicians with being next on a hit list. To this extent only, the Files are also a
true threat. However, the Nuremberg
Files are protected speech.
There is substantial
evidence that these posters were prepared and disseminated to intimidate
physicians from providing reproductive health services. Thus, ACLA was appropriately found liable
for a true threat to intimidate under FACE.
Holding ACLA
accountable for this conduct does not impinge on legitimate protest or
advocacy. Restraining it from
continuing to threaten these physicians burdens speech no more than necessary.
Therefore, we
affirm the judgment in all respects but for punitive damages, as to which we
remand.
AFFIRMED IN
PART; VACATED AND REMANDED IN PART.